RH
CFP
RH
CFP

Richard Hackett

30 Years of Experience
Rochester, NH
1 DisclosureBrokerSells Insurance

Richard Hackett is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Rochester, NH, with 30 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

73 Wakefield Street, Rochester, NH, 03867

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2004
Closed-No Action
Other Business ActivitiesSells Insurance

Richard owns CHL Properties, LLC, a real estate rental business, since 2001. He is also an independent insurance agent selling fixed insurance products and an owner of Creteau, Hackett, Lachapelle & Associates, LLC, a DBA for fixed insurance products, dedicating nearly full-time hours to insurance-related activities. Finally, Richard works as a notary public, spending minimal time on this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
November 2005 - June 2021 · 15 yrs 7 mos
Voya Financial Advisors, INC.Broker
October 2005 - June 2021 · 15 yrs 8 mos
Prudential Financial Planning Services
January 2001 - September 2005 · 4 yrs 8 mos
Pruco Securities, LLC.Broker
April 1995 - September 2005 · 10 yrs 5 mos
State Registrations18 states
ALCACOCTDEFLMAMDMEMOMTNCNHNYOHSCVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Hackett - Financial Advisor | TrueAdvisor