RZ
RZ
Ronald Zeppernick
30 Years of Experience
Westerville, OH
2 DisclosuresBroker
Ronald Zeppernick is a registered investment advisor at Key Investment Services LLC, based in Westerville, OH, with 30 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
629 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.40% |
| $1M+ | 1.00% |
KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
51 West Shrock Road, Westerville, OH, 43081
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2024Denied
Customer Dispute
October 2000Settled
Employment History
Current Registrations
Key Investment Services LLC
July 2010 - Present · 15 yrs 10 mos
Key Investment Services LLCBroker
July 2010 - Present · 15 yrs 10 mos
Previous Registrations
PNC InvestmentsBroker
November 2009 - June 2010 · 7 mos
PNC Investments
November 2009 - June 2010 · 7 mos
Natcity Investments, INC.
January 2000 - November 2009 · 9 yrs 10 mos
Natcity Insurance Services, INC.Broker
August 1999 - December 2001 · 2 yrs 4 mos
Liberty Securities CorporationBroker
August 1998 - September 1999 · 1 yr 1 mo
Natcity Investments, INC.Broker
June 1996 - November 2009 · 13 yrs 5 mos
Independent Financial Securities, INC.Broker
September 1995 - August 1998 · 2 yrs 11 mos
National City Investments CorporationBroker
April 1995 - June 1996 · 1 yr 2 mos
State Registrations22 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.