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Saxon Sorrentino

18 Years of Experience
New York, NY
Broker

Saxon Sorrentino is a registered investment advisor at Morgan Stanley, based in New York, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1633 Broadway, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Saxon is an officer of Sax Salon Enterprises LLC, a retail/online store, since November 2022. This passive business generates income and requires minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
April 2020 - Present · 6 yrs 1 mo
Morgan Stanley
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Financial Engines Advisors L.L.C.
October 2018 - January 2019 · 3 mos
Edelman Financial Services, LLC
February 2017 - November 2018 · 1 yr 9 mos
Ef Legacy Securities, LLCBroker
February 2017 - October 2018 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2013 - November 2016 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2013 - November 2016 · 3 yrs 3 mos
Prudential Investments LLC
May 2004 - July 2004 · 2 mos
Prudential Investment Management Services LLCBroker
October 2000 - July 2004 · 3 yrs 9 mos
Herbert J. Sims & CO. INC.Broker
May 1998 - September 1999 · 1 yr 4 mos
Kirlin Securities INC.Broker
April 1996 - May 1998 · 2 yrs 1 mo
Halpert and Company, INC.Broker
July 1995 - April 1996 · 9 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.