HZ
HZ

Henry Zabarsky

30 Years of Experience
Denver, CO
2 DisclosuresBrokerSells Insurance

Henry Zabarsky is a registered investment advisor at LPL Financial LLC, based in Denver, CO, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Denver, CO

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2009
Settled
Employment Separation After Allegations
June 2009
Other Business ActivitiesSells Insurance

Henry serves as an arbitrator for FINRA panels, spends minimal time as a notary and on a religious product, and has a business entity for tax/investment purposes. He also works at a fixed insurance agency dealing with term insurance and non-variable insurance, dedicating about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLC
February 2011 - Present · 15 yrs 3 mos
LPL Financial LLCBroker
July 2009 - Present · 16 yrs 10 mos
Previous Registrations
Chase Investment Services CORP.Broker
May 2009 - July 2009 · 2 mos
Wamu Investments, INC.Broker
February 2004 - May 2009 · 5 yrs 3 mos
Chase Investment Services CORP.Broker
July 2003 - February 2004 · 7 mos
Morgan Stanley Dw INC.Broker
May 1996 - July 2003 · 7 yrs 2 mos
Suppes Securities, INC.Broker
June 1995 - June 1996 · 1 yr
Spirit Partners, L.P.Broker
May 1995 - July 1995 · 2 mos
State Registrations30 states
AZCACOCTFLGAILKSKYLAMAMDMNMOMTNCNJNMNVNYOHORPARISCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.