Malcolm Horn is a CFP-designated registered investment advisor at LPL Financial LLC, based in Denver, CO, with 24 years of industry experience. Malcolm is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4600 South Syracuse 9th Floor, Denver, CO, 80237
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Malcolm operates under Alliant Retirement and Investment Services, a DBA for his LPL business. This investment-related activity consumes all of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Presidential Brokerage, INC.Broker
Presidential Brokerage, INC.
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Aig Retirement Advisors, INC.
Aig Retirement Advisors, INC.Broker
Advanced Equities, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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