Malcolm Horn is a CFP-designated registered investment advisor at LPL Financial LLC, based in Denver, CO, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4600 South Syracuse 9th Floor, Denver, CO, 80237
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Malcolm operates under Alliant Retirement and Investment Services, a DBA for his LPL business. This investment-related activity consumes all of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Presidential Brokerage, INC.Broker
Presidential Brokerage, INC.
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Aig Retirement Advisors, INC.
Aig Retirement Advisors, INC.Broker
Advanced Equities, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.