Patrick Welsh
Patrick Welsh is a registered investment advisor at Spc, based in Clearwater, FL, with 30 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
1465 South Fort Harrison Ave #107, Clearwater, FL, 33756
Get directionsHistory
Regulatory History (2)
Regulatory
October 2010Customer Dispute
November 2002Other Business ActivitiesSells Insurance
Patrick sells life insurance and fixed indexed annuities with various companies. He is also the President of P.J. Welsh Jr. & Associates, Inc. (D/B/A) since 1999.
Employment History
Current Registrations
Spc
Sigma Financial CorporationBroker
Previous Registrations
Ffp Securities, INC.Broker
Sigma Financial CorporationBroker
Intersecurities, INC.Broker
Pruco Securities CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.