RB
ChFC
RB
ChFC

Robert Baugh

31 Years of Experience
San Antonio, TX
1 DisclosureBrokerSells Insurance

Robert Baugh is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in San Antonio, TX, with 31 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location

8000 Ih - 10W, Suite 1016, San Antonio, TX, 78230

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History

Regulatory History (1)
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Customer Dispute
September 2013
Settled
Other Business ActivitiesSells Insurance

Robert is an agent/broker for IMG Financial Group, selling fixed insurance, and a board member for Oak Hills Country Club. He dedicates minimal time to the insurance sales and a few hours per week to his board member duties.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 2 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Securian Financial Services, INC.
April 1995 - August 2023 · 28 yrs 4 mos
Securian Financial Services, INC.Broker
April 1995 - August 2023 · 28 yrs 4 mos
State Registrations9 states
AZCAFLKSLAMOTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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