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Malcolm Mckay

J. W. Cole Advisors, INC.
30 Years of Experience
Tampa, FL
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Malcolm Mckay is a registered investment advisor at J. W. Cole Advisors, INC., based in Tampa, FL, with 30 years of industry experience. Malcolm operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.

J. W. Cole Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
480 advisors
Number of Clients
29,614 clients
Average Client Portfolio
$243K average
Assets Under Management
$7.2B

Fee Structure

Minimum Investment:$10K

J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.

View Full SEC Brochure

Location

4301 Anchor Plaza Parkway, Suite 450, Tampa, FL, 33634

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2021
Settled
Judgment / Lien
July 2012
Judgment / Lien
June 2010
Regulatory
October 1995
Final
Criminal
May 1984
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Malcolm sells fixed insurance products and is also a musician. He is also involved in several businesses, including Kingdom Business Alliance, Melaleuca, Klein Roofing, and Kingdom Family Enterprises, as well as serving as a successor trustee for two living trusts.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
September 2010 - Present · 15 yrs 8 mos
J.W. Cole Financial, INC.Broker
August 2010 - Present · 15 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
April 2009 - September 2010 · 1 yr 5 mos
Raymond James Financial Services
April 2005 - October 2009 · 4 yrs 6 mos
Raymond James Financial Services, INC.Broker
February 2005 - September 2010 · 5 yrs 7 mos
Waddell & Reed, INC.
March 2004 - March 2005 · 1 yr
Waddell & Reed, INC.Broker
May 1995 - March 2005 · 9 yrs 10 mos
State Registrations3 states
FLGAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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