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Christopher Ketchen

29 Years of Experience
Newton, MA
Broker

Christopher Ketchen is a registered investment advisor at LPL Financial LLC, based in Newton, MA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

275 Grove St Ste 2-400,Ofc4068, Newton, MA, 02466

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
January 2025 - Present · 1 yr 6 mos
LPL Financial LLCBroker
January 2025 - Present · 1 yr 6 mos
Previous Registrations
UBS Financial Services INC.Broker
October 2013 - January 2025 · 11 yrs 3 mos
Morgan StanleyBroker
June 2009 - October 2013 · 4 yrs 4 mos
Citigroup Global Markets INC.Broker
May 2006 - June 2009 · 3 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
November 1998 - May 2006 · 7 yrs 6 mos
Nylife Securities INC.Broker
April 1998 - March 1999 · 11 mos
Putnam Mutual Funds CORP.Broker
May 1995 - May 1997 · 2 yrs
State Registrations23 states
AZCACOCTFLGAILMAMEMNNHNJNMNYOHPARISCTXUTVAVTWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.