Daryl Cole is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Orange, CA, with 30 years of industry experience. Daryl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1420 E. Chapman Avenue, Orange, CA, 92866
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2011Customer Dispute
June 2002Other Business Activities
Daryl is a shareholder/manager of PO5, LLC, a real estate investment, and 20% owner of an LLC that owns the building he works out of. He also conducts advisory services and financial planning through Cole & Company, Inc. and NWF, taking about half of his time for each.
Employment History
Current Registrations
Osaic Wealth, INC.
Nwf Advisory Services INC
Osaic Wealth, INC.Broker
Previous Registrations
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.