Joann North is a CFP-designated registered investment advisor at Brookwood Investment Group, based in Katy, TX, with 30 years of industry experience. Joann operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,160 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookwood Investment Group's investment management fee is negotiable, up to 2.50% annually, depending on factors like the amount of assets managed, portfolio complexity, and client needs. Fees can be charged using a flat, linear, or tiered percentage structure. Fees are calculated as a percentage of assets under management and assessed quarterly, either in advance or in arrears, as agreed upon. Cash positions are included when calculating the fee.
Location
Katy, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joann owns JNorth Financial, LLC, a financial planning and wealth management firm, dedicating full-time hours to it. She is also a licensed insurance producer selling life, health, and fixed insurance, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Brookwood Investment Group
Previous Registrations
Redwood Private Wealth
Horter Investment Management, LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Hall & North Financial Group, LLC
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Linsco/private Ledger CORP.Broker
State Registrations1 state
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