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Christopher Laurent

26 Years of Experience
Richmond, TX
2 DisclosuresBrokerSells Insurance

Christopher Laurent is a registered investment advisor at LPL Financial LLC, based in Richmond, TX, with 26 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Richmond, TX

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2012
Customer Dispute
October 2011
Closed-No Action
Other Business ActivitiesSells Insurance

Christopher operates Saint Laurent Wealth Management as a DBA for his LPL business, dedicating full-time hours. He is also an insurance agent for Pacific Life Insurance and First Financial Resources, LLC, and owns Imperial Studios, LLC dba Imperial Athletics.

Employment History
Current Registrations
LPL Financial LLC
August 2012 - Present · 14 yrs 2 mos
LPL Financial LLCBroker
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Bbva Wealth Solutions INC.
October 2010 - June 2012 · 1 yr 8 mos
St Johns Wealth Management
July 2010 - October 2010 · 3 mos
Bbva Compass Investment Solutions, INCBroker
January 2009 - June 2012 · 3 yrs 5 mos
Bbva Compass Investment Solutions, INC.
January 2009 - March 2010 · 1 yr 2 mos
UBS Financial Services INC.
November 2007 - December 2008 · 1 yr 1 mo
UBS Financial Services INC.Broker
November 2007 - December 2008 · 1 yr 1 mo
Compass Brokerage, INC.Broker
September 2007 - November 2007 · 2 mos
Usf Services
February 1998 - April 2005 · 7 yrs 2 mos
State Registrations3 states
FLNCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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