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Christopher Laurent

25 Years of Experience
Richmond, TX
2 DisclosuresBrokerSells Insurance

Christopher Laurent is a registered investment advisor at LPL Financial LLC, based in Richmond, TX, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Richmond, TX

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2012
Customer Dispute
October 2011
Closed-No Action
Other Business ActivitiesSells Insurance

Christopher operates Saint Laurent Wealth Management as a DBA for his LPL business, dedicating full-time hours. He is also an insurance agent for Pacific Life Insurance and First Financial Resources, LLC, and owns Imperial Studios, LLC dba Imperial Athletics.

Employment History
Current Registrations
LPL Financial LLC
August 2012 - Present · 13 yrs 9 mos
LPL Financial LLCBroker
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
Bbva Wealth Solutions INC.
October 2010 - June 2012 · 1 yr 8 mos
St Johns Wealth Management
July 2010 - October 2010 · 3 mos
Bbva Compass Investment Solutions, INCBroker
January 2009 - June 2012 · 3 yrs 5 mos
Bbva Compass Investment Solutions, INC.
January 2009 - March 2010 · 1 yr 2 mos
UBS Financial Services INC.
November 2007 - December 2008 · 1 yr 1 mo
UBS Financial Services INC.Broker
November 2007 - December 2008 · 1 yr 1 mo
Compass Brokerage, INC.Broker
September 2007 - November 2007 · 2 mos
Usf Services
February 1998 - April 2005 · 7 yrs 2 mos
State Registrations3 states
FLNCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.