Michael O'brien is a registered investment advisor at Morgan Stanley, based in Bainbridge Island, WA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
400 Winslow Way East, Suite 200, Bainbridge Island, WA, 98110
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
February 2024 - Present · 2 yrs 3 mos
Morgan Stanley
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
RBC Capital Markets, LLCBroker
October 2005 - March 2024 · 18 yrs 5 mos
RBC Capital Markets, LLC
October 2005 - March 2024 · 18 yrs 5 mos
UBS Financial Services INC.
September 2000 - October 2005 · 5 yrs 1 mo
UBS Financial Services INC.Broker
May 2000 - October 2005 · 5 yrs 5 mos
D.A. Davidson & CO.Broker
May 1998 - May 2000 · 2 yrs
Piper Jaffray INC.Broker
January 1996 - May 1998 · 2 yrs 4 mos
Prudential Securities IncorporatedBroker
November 1995 - January 1996 · 2 mos
State Registrations40 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.