DP
DP
Daniel Poole is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 26 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1055 Lpl Way, Fort Mill, SC, 29715
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
March 1993Final Disposition
Employment History
Current Registrations
LPL Financial LLCBroker
October 2015 - Present · 11 yrs
LPL Financial LLC
October 2015 - Present · 11 yrs
Previous Registrations
Metlife Securities INC.Broker
September 2015 - October 2015 · 1 mo
Park Avenue Securities LLC
August 2015 - October 2015 · 2 mos
Park Avenue Securities LLCBroker
August 2015 - October 2015 · 2 mos
Fifth Third Securities, INC.
July 2014 - May 2015 · 10 mos
Fifth Third Securities, INC.Broker
May 2014 - May 2015 · 1 yr
Vining SparksBroker
January 2011 - May 2014 · 3 yrs 4 mos
Howe Barnes Hoefer & Arnett, INC.Broker
October 2008 - January 2011 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2007 - October 2008 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2007 - October 2008 · 1 yr 2 mos
Mccauley Securities, LTD.Broker
February 2004 - July 2007 · 3 yrs 5 mos
Deutsche Bank Securities INC.Broker
April 2000 - March 2004 · 3 yrs 11 mos
Chatfield Dean & CO., INC.Broker
October 1995 - November 1995 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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