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Deryl Wells

LPL Financial LLC
19 Years of Experience
Fort Mill, SC
1 DisclosureBroker
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Deryl Wells is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 19 years of industry experience. Deryl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Fort Mill, SC

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
August 2017
Final
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Employment History
Current Registrations
LPL Financial LLC
September 2017 - Present · 9 yrs 1 mo
LPL Financial LLCBroker
September 2017 - Present · 9 yrs 1 mo
LPL Financial LLC
September 2017 - Present · 9 yrs 1 mo
Previous Registrations
Prudential Annuities Distributors, INCBroker
November 2009 - April 2017 · 7 yrs 5 mos
Ast Investment Services, INC.
November 2009 - April 2017 · 7 yrs 5 mos
AXA Advisors, LLC
October 2007 - November 2009 · 2 yrs 1 mo
AXA Advisors, LLCBroker
December 2006 - November 2009 · 2 yrs 11 mos
First Investors CorporationBroker
September 2006 - December 2006 · 3 mos
State Registrations1 state
SC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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