Gary Kozee is a registered investment advisor at LPL Financial LLC, based in Brookville, OH, with 27 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
225 W Upper Lewisburg Salem Rd, Brookville, OH, 45309
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2006Customer Dispute
May 2005Other Business Activities
Gary spends nearly all of his time working for LCNB Investment Services as a DBA for LPL business. He also owns rental real estate, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Key Investment Services LLCBroker
Key Investment Services LLC
PNC Investments
PNC InvestmentsBroker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Firstar Investment Services,inc.Broker
Conseco Securities, INC.Broker
A. Ch. Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.