TrueAdvisor
TrueAdvisor
PR
PR

Peter Rowe

Arcwood Financial, LLC
31 Years of Experience
Phoenix, AZ
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Peter Rowe is a registered investment advisor at Arcwood Financial, LLC, based in Phoenix, AZ, with 31 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Education Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 33 clients with $190M in assets under management.

Arcwood Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
33 clients
Average Client Portfolio
$5.7M average
Assets Under Management
$186.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.30%
$1.0M - $5.0M1.10%
$5.0M - $10.0M0.90%
$10.0M - $20.0M0.70%
$20M+0.60%

Combined fee includes both Arcwood Financial's fee and a 0.30% sub-advisor fee paid to Alphastar Capital Management. Clients are also assessed a $50 annual administrative fee by the sub-advisor. A negotiated fixed annual fee rate not exceeding 1.30% may apply.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7250 N. 16th St, Suite 104, Phoenix, AZ, 85020

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Peter owns multiple real estate rental properties and is involved with several companies, including Arcwood Financial LLC (RIA) and Sunwest HR, LLC (human resources). Peter is also involved in insurance sales and services through Balance Benefits Consulting, LLC and Sunwest Benefits Consulting Inc., including group health and life insurance.

Employment History
Current Registrations
Arcwood Financial, LLC
October 2015 - Present · 11 yrs
Previous Registrations
United Planners' Financial Services of America a Limited Partner
November 2014 - October 2016 · 1 yr 11 mos
United Planners' Financial Services of America a Limited PartnerBroker
July 2014 - December 2018 · 4 yrs 5 mos
LPL Financial LLCBroker
February 2009 - August 2014 · 5 yrs 6 mos
Sammons Securities Company, LLCBroker
February 2005 - January 2009 · 3 yrs 11 mos
Cri Securities, LLCBroker
November 1999 - March 2005 · 5 yrs 4 mos
Securian Financial Services, INC.Broker
May 1995 - February 2005 · 9 yrs 9 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Phoenix, AZ →All financial advisors in Arizona →