Mark Rathjen is a registered investment advisor at LPL Financial LLC, based in Melville, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
445 Broadhollow Rd Ste Cl-43, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark operates his LPL business through Prospect Financial Services LLC and provides investment advisory services through the same firm. He also owns rental real estate, Next Gen Tests, and MSR Asset Management, dedicating minimal time to the latter two.
Employment History
Current Registrations
LPL Financial LLC
Prospect Financial Services LLC
LPL Financial LLCBroker
Previous Registrations
Roberts & Ryan Investments INC.Broker
LPL Financial LLCBroker
Btig, LLCBroker
Leerink Partners LLCBroker
Goldman, Sachs & CO.Broker
Spear, Leeds & Kellogg, L.P.Broker
Ernst & CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.