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Diane Nelson
23 Years of Experience
Vero Beach, FL
1 DisclosureBroker
Diane Nelson is a registered investment advisor at Raymond James & Associates, INC., based in Vero Beach, FL, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
582 Beachland Blvd., Suite 200, Vero Beach, FL, 32963
Get directionsHistory
Regulatory History (1)
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Regulatory
March 2008Final
Employment History
Current Registrations
Raymond James & Associates, INC.
November 2024 - Present · 1 yr 6 mos
Raymond James & Associates, INC.Broker
November 2024 - Present · 1 yr 6 mos
Previous Registrations
UBS Financial Services INC.
November 2007 - November 2024 · 17 yrs
UBS Financial Services INC.Broker
October 2002 - November 2024 · 22 yrs 1 mo
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.