Nelson Rinehart
Nelson Rinehart is a CFA-designated registered investment advisor at Mma Securities LLC, based in York, PA, with 20 years of industry experience. Nelson is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 10,839 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
For the MMA MyPath managed account service, participants pay an annual asset-based fee determined by the agreement between the plan sponsor and MMA Securities. This fee is used to cover administrative costs and expenses payable to service providers, and MMA Securities does not retain any portion of the fee. Fees are generally calculated based on account balances at the end of each quarter and debited directly from participant accounts by the recordkeeper. The In-Plan Advice online service is provided at no direct fee to plan participants.
Location
York, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nelson is an employee of Marsh & McLennan Agency LLC (MMA) and supports its insurance services. These activities are non-investment related and not subject to broker-dealer licensing.
Employment History
Current Registrations
Mma Securities LLC
Mma Securities LLC
Mma Securities LLCBroker
Previous Registrations
LPL Financial LLC
Northwestern Mutual Investment Services, LLCBroker
Kestra Investment Services, LLCBroker
NFP Retirement
Financial Telesis INCBroker
Fma Advisory INC
Papalia Securities, INC.Broker
Papalia Asset Management, INC.
Aris Wealth Services INC
Aris Securities CompanyBroker
Legg Mason Wood Walker, IncorporatedBroker
Sei Investments Distribution CO.Broker
First Maryland Brokerage CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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