Paul Doherty is a registered investment advisor at Morgan Stanley, based in Aventura, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
20807 Biscayne Boulevard, 5th&6th Floor, Aventura, FL, 33180
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2018Employment History
Current Registrations
Morgan Stanley
October 2022 - Present · 3 yrs 7 mos
Morgan StanleyBroker
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
October 2013 - June 2022 · 8 yrs 8 mos
Wells Fargo Clearing Services, LLC
October 2013 - June 2022 · 8 yrs 8 mos
Edward JonesBroker
December 2010 - January 2012 · 1 yr 1 mo
Edward Jones
December 2010 - January 2012 · 1 yr 1 mo
Wells Fargo Advisors Financial Network, LLC
May 2006 - February 2010 · 3 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2003 - February 2010 · 6 yrs 11 mos
Cibc World Markets CORP.Broker
July 2000 - August 2001 · 1 yr 1 mo
J. B. Hanauer & CO.Broker
November 1996 - August 2000 · 3 yrs 9 mos
Halpert and Company, INC.Broker
February 1996 - October 1996 · 8 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.