Roy Pfeffer is a registered investment advisor at Morgan Stanley, based in Aventura, FL, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20807 Biscayne Boulevard, 5th&6th Floor, Aventura, FL, 33180
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Regulatory History (1)
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Customer Dispute
August 2021Settled
Other Business Activities
Roy is involved with Cormarca LLC, distributing consumer staples, since 2008, requiring minimal time. Roy also invests in real estate through Manghi LLC, purchasing rental property, and spends minimal time on administrative tasks related to this activity.
Employment History
Current Registrations
Morgan Stanley
May 2013 - Present · 13 yrs 2 mos
Morgan StanleyBroker
March 2013 - Present · 13 yrs 4 mos
State Registrations27 states
AZCACOCTDCDEFLGAILLAMAMDMINCNJNVNYOHOKPAPRSCSDTXVAVirgin IslandsWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.