Walter Hails is a registered investment advisor, based in Ithaca, NY, with 26 years of industry experience.
Location
Ithaca, NY
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Regulatory History (1)
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Employment Separation After Allegations
April 2019Other Business ActivitiesSells Insurance
Walter is a board member for The RHO Foundation and Sigma Pi Phi/Zeta Zeta Boule, spending minimal time on each. He also holds insurance licenses and sells insurance products, but dedicates minimal time to this activity.
Employment History
Current Registrations
Parkland Securities, LLC
February 2020 - Present · 6 yrs 3 mos
Parkland Securities, LLCBroker
February 2020 - Present · 6 yrs 3 mos
Spc
January 2020 - Present · 6 yrs 4 mos
Sigma Financial Corporation
January 2020 - Present · 6 yrs 4 mos
Sigma Financial CorporationBroker
January 2020 - Present · 6 yrs 4 mos
Previous Registrations
Morgan StanleyBroker
May 2019 - September 2019 · 4 mos
Morgan Stanley
May 2019 - September 2019 · 4 mos
Charles Schwab & CO., INC.
August 2017 - May 2019 · 1 yr 9 mos
Charles Schwab & CO., INC.Broker
June 2017 - May 2019 · 1 yr 11 mos
Parkland Securities, LLCBroker
September 2014 - May 2017 · 2 yrs 8 mos
Sigma Financial CorporationBroker
September 2014 - May 2017 · 2 yrs 8 mos
Scottrade, INC.Broker
April 2003 - July 2014 · 11 yrs 3 mos
Charles Schwab & CO., INC.Broker
May 2000 - March 2003 · 2 yrs 10 mos
Olde Discount CorporationBroker
July 1995 - July 1996 · 1 yr
State Registrations15 states
DCDEFLGAMAMDMINCNYOHPRSCVAVirgin IslandsWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.