Diane Taylor is a CFP-designated registered investment advisor at Summit Financial, LLC, based in Livingston, NJ, with 18 years of industry experience. Diane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
290 West Mount Pleasant Avenue, Suite 2330, Livingston, NJ, 07039
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Diane is the Director of Business Operations at Summit Financial, LLC, doing business as The Private Client Group, dedicating full-time hours to financial planning and client relationship management. Diane also works as a sole proprietor preparing taxes, spending minimal time annually on this non-investment related activity.
Employment History
Current Registrations
Summit Financial, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Summit Equities, INC.Broker
Summit Equities INC
Freedom Wealth Advisors, LLC
Shapiro Financial Security Group, INC.
Hamel Associates,inc.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.