Ronald Mazzarella
Ronald Mazzarella is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Livingston, NJ, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
293 Eisenhower Pkwy., Suite 340, Livingston, NJ, 07039-1719
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Regulatory History (1)
Customer Dispute
March 2014Other Business ActivitiesSells Insurance
Ronald is involved with non-variable insurance and fixed annuity sales through Diversified Wealth Management Group, dedicating about a quarter of his time to each. He is also president of Diversified Financial Planners, spending about half his time on this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Park Avenue Securities LLCBroker
Linsco/private Ledger CORP.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.