TrueAdvisor
TrueAdvisor
WW
WW

William Wobbe

Robert W. Baird & CO. Incorporated
31 Years of Experience
Louisville, KY
2 DisclosuresBroker
View SEC Summary
View SEC Summary

William Wobbe is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Louisville, KY, with 31 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

View Full SEC Brochure

Location

4803 Olympia Park Plaza, 4th Floor Suite 4000, Louisville, KY, 40241

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2018
Settled
Criminal
July 1992
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

William is the executor of a relative's estate, dedicating minimal time to this activity. He is also a director at Pendennis Club, a social club, spending a few hours per week on oversight of club management and financials.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 7 yrs
Robert W. Baird & CO. Incorporated
October 2019 - Present · 7 yrs
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
January 2004 - October 2019 · 15 yrs 9 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
August 1995 - October 2019 · 24 yrs 2 mos
State Registrations35 states
ALAZCACOCTDCFLGAHIILINKSKYLAMAMDMIMNMOMTNCNDNENJNVNYOHOKORPATNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Louisville, KY →All financial advisors in Kentucky →