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Paula Moseley
28 Years of Experience
Knoxville, TN
1 DisclosureBroker
Paula Moseley is a registered investment advisor at Wells Fargo Advisors, based in Knoxville, TN, with 28 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
265 Brookview Centre Way, Ste 100, Knoxville, TN, 37919
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2002Closed-No Action
Employment History
Current Registrations
Wells Fargo Advisors
July 2018 - Present · 7 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Touchstone Securities, INC.Broker
September 2013 - June 2018 · 4 yrs 9 mos
Touchstone Advisors INC
September 2013 - January 2015 · 1 yr 4 mos
Suntrust Investment Services, INC.
August 2007 - September 2012 · 5 yrs 1 mo
Suntrust Investment Services, INC.Broker
March 2007 - September 2012 · 5 yrs 6 mos
John Hancock Distributors LLCBroker
June 2005 - March 2007 · 1 yr 9 mos
Essex National Securities, INC.Broker
January 2005 - March 2006 · 1 yr 2 mos
Essex National Securities, INC.
November 2004 - January 2005 · 2 mos
Bb&t Investment Services, INC.
April 2002 - March 2003 · 11 mos
Bb&t Investment Services, INC.Broker
July 2001 - March 2003 · 1 yr 8 mos
Amsouth Investment Services, INC.Broker
February 2000 - June 2001 · 1 yr 4 mos
Invest Financial CorporationBroker
February 1997 - February 2000 · 3 yrs
Ameristar Capital Markets, INC.Broker
June 1995 - February 1997 · 1 yr 8 mos
State Registrations40 states
AKALARAZCACOCTDCDEFLGAILINKSKYLAMAMDMIMNMOMSNCNJNMNYOHOKORPASCTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.