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Shawn Morin

MML Investors Services, LLC
30 Years of Experience
Colchester, VT
6 DisclosuresBroker
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Shawn Morin is a registered investment advisor at MML Investors Services, LLC, based in Colchester, VT, with 30 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

MML Investors Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5077 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

302 Mountain View Drive, Suite 201, Colchester, VT, 05446

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2021
Customer Dispute
May 2016
Settled
Customer Dispute
November 2014
Settled
Customer Dispute
January 2013
Settled
Customer Dispute
February 2011
Settled
Customer Dispute
January 2009
Denied
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Employment History
Current Registrations
MML Investors Services, LLC
July 2026 - Present · 3 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
September 2014 - March 2017 · 2 yrs 6 mos
Nylife Securities LLCBroker
January 1996 - September 2014 · 18 yrs 8 mos
State Registrations6 states
FLMNNHNJNYVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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