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Brad Martin

25 Years of Experience
Colchester, VT
2 DisclosuresBrokerSells Insurance

Brad Martin is a registered investment advisor at MML Investors Services, LLC, based in Colchester, VT, with 25 years of industry experience. Brad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

302 Mountain View Drive, Suite 201, Colchester, VT, 05446

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Investigation
July 2025
Criminal
July 2004
Final Disposition
Other Business ActivitiesSells Insurance

Brad is an agent selling individual life, health, group life, and group health insurance since 2005, dedicating minimal time to this. He also serves on the Prudential Committee for the Colchester Water Department, spending minimal time on this role as well.

Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
August 2014 - March 2017 · 2 yrs 7 mos
Baystate Wealth Management
April 2012 - February 2018 · 5 yrs 10 mos
New England Securities Corporation
February 2012 - January 2015 · 2 yrs 11 mos
New England SecuritiesBroker
February 2012 - January 2015 · 2 yrs 11 mos
Esi Financial Advisors
March 2006 - February 2012 · 5 yrs 11 mos
Equity Services, INC.Broker
August 2005 - February 2012 · 6 yrs 6 mos
MML Investors Services, INC.Broker
October 2002 - September 2003 · 11 mos
The Advisors Group, INC.Broker
May 2002 - September 2002 · 4 mos
Equity Services, INC.Broker
December 1999 - March 2002 · 2 yrs 3 mos
Dean Witter Reynolds INC.Broker
May 1999 - December 1999 · 7 mos
State Registrations28 states
AZCACOCTFLGAILINKYMAMEMIMTNCNHNJNMNVNYOHPARISCTNTXUTVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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