Douglas Riccitelli
Douglas Riccitelli is a registered investment advisor at LPL Financial LLC, based in Hicksville, NY, with 30 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
102 Duffy Avenue, Hicksville, NY, 11801
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2008Customer Dispute
March 2002Other Business ActivitiesSells Insurance
Douglas operates under the DBAs Investment and Insurance Services and Flagstar Wealth Services for his LPL business. He also owns rental real estate since 2012.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citizens Securities, INC.
Citizens Securities, INC.Broker
Bankboston Investor Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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