Douglas Riccitelli
Douglas Riccitelli is a registered investment advisor at LPL Financial LLC, based in Hicksville, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
102 Duffy Avenue, Hicksville, NY, 11801
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Regulatory History (2)
Customer Dispute
June 2008Customer Dispute
March 2002Other Business ActivitiesSells Insurance
Douglas operates under the DBAs Investment and Insurance Services and Flagstar Wealth Services for his LPL business. He also owns rental real estate since 2012.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citizens Securities, INC.
Citizens Securities, INC.Broker
Bankboston Investor Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.