Vincent Matthews is a registered investment advisor, based in Mobile, AL, with 28 years of industry experience.
Location
Mobile, AL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
December 2024 - Present · 1 yr 5 mos
Empower Advisory Group, LLC
December 2024 - Present · 1 yr 5 mos
Empower Financial Services, INC.Broker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
HUB Investment Partners, LLC
August 2023 - November 2024 · 1 yr 3 mos
Empower Financial Services, INC.Broker
September 2022 - August 2023 · 11 mos
Cetera Investment Services LLCBroker
August 2022 - August 2022 · 0 mos
Cetera Investment Advisers LLC
August 2022 - August 2022 · 0 mos
Hancock Whitney Investment Services INC.
June 2020 - August 2022 · 2 yrs 2 mos
Hancock Whitney Investment Services INC.Broker
June 2020 - August 2022 · 2 yrs 2 mos
L&l Financial Services, LLP
January 2020 - February 2020 · 1 mo
TD Ameritrade, INC.
February 2018 - September 2019 · 1 yr 7 mos
TD Ameritrade Investment Management, LLC
February 2018 - September 2019 · 1 yr 7 mos
TD Ameritrade, INC.Broker
February 2018 - September 2019 · 1 yr 7 mos
Scottrade Investment Management
February 2017 - February 2018 · 1 yr
Scottrade, INC.Broker
January 2001 - February 2018 · 17 yrs 1 mo
Charles Schwab & CO., INC.Broker
May 2000 - January 2001 · 8 mos
TD Waterhouse Investor Services, INC.Broker
December 1997 - May 2000 · 2 yrs 5 mos
Waddell & Reed, INC.Broker
October 1995 - January 1997 · 1 yr 3 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.