James Moore
James Moore is a registered investment advisor at Park Avenue Securities LLC, based in Hillsborough, NJ, with 30 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
Hillsborough, NJ
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Regulatory History (2)
Customer Dispute
September 1998Regulatory
October 1987Other Business ActivitiesSells Insurance
James is involved in several outside business activities, including real estate, non-profit work, insurance brokerage, business consulting, and homeowners association leadership. He dedicates a few hours per week to brokering life insurance, disability insurance, long-term care insurance, and fixed annuities, and also spends time on real estate and other ventures.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
Guardian Investor Services CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.