Carl Dickson is a registered investment advisor at LPL Financial LLC, based in Henrico, VA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
200 Westgate Parkway, Ste 103, Henrico, VA, 23233
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carl operates Abacus Financial, LLC as a DBA for his LPL business. He dedicates nearly full-time hours to this activity, with slightly less time spent during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Claris Financial, LLC
LPL Financial LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
First Union Capital Markets CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.