Charles Patrick Murphy

CFA

Waterloo Capital

20 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Waterloo Capital

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

42 advisors

Number of Clients

2,088 clients

Average Client Portfolio

$808K average

Assets Under Management

$1.7B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Location

2801 Via Fortuna, Suite 250, Austin, TX, 78746

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Charles is the president of The Austin Exchange, LLC networking club since 2021. He is also a managing partner at Finalis Securities LLC (since 2024) and Liberty Park Capital Management, LLC (since 2011), both investment-related.

Employment History

Current Registrations

Waterloo Capital

February 2025 - Present · 1 yr

Finalis Securities LLCBroker

February 2024 - Present · 2 yrs

Finalis Securities LLC

February 2024 - Present · 2 yrs

Liberty Park Capital Management, LLC

February 2012 - Present · 14 yrs

Previous Registrations

Sidoti & Company, LLCBroker

July 2005 - November 2011 · 6 yrs 4 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.