Trevor Schwartz is a CFP-designated registered investment advisor, based in Los Gatos, CA, with 30 years of industry experience.
Location
16185 Los Gatos Blvd., Suite 205, Los Gatos, CA, 95032
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Regulatory History (2)
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Customer Dispute
July 2022Denied
Employment Separation After Allegations
August 2013Other Business Activities
Trevor is a board member/officer/director for the Los Gatos Chamber of Commerce and a trustee for the Los Gatos Morning Rotary Charitable Foundation Board, dedicating minimal time to each. He also owns Trevor Schwartz Investments (TSI) as a support company/DBA.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
October 2021 - Present · 4 yrs 7 mos
Raymond James Financial Services Advisors, INC
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Raymond James & Associates, INC.
August 2013 - October 2021 · 8 yrs 2 mos
Raymond James & Associates, INC.Broker
August 2013 - October 2021 · 8 yrs 2 mos
UBS Financial Services INC.Broker
December 2008 - August 2013 · 4 yrs 8 mos
UBS Financial Services INC.
December 2008 - August 2013 · 4 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
August 1996 - April 2007 · 10 yrs 8 mos
Chatfield Dean & CO., INC.Broker
July 1995 - August 1996 · 1 yr 1 mo
State Registrations21 states
ALAZCACOFLHIIDINMAMONCNJNMNVOHORTXUTVAWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.