Phillip Fontenot is a registered investment advisor, based in Lafayette, LA, with 30 years of industry experience.
Location
412 Settlers Trace Blvd., Lafayette, LA, 70508
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Phillip is an investment advisor representative for GWM and Coastal Capital Advisors, LLC, and is also involved with NOVA Wealth Advisors, LLC and NewEdge Advisors. He also provides fixed insurance products, owns commercial real estate through VERT Holdings LLC and Saint Mary OC, LLC, and manages a fraternity house.
Employment History
Current Registrations
Newedge Securities, LLC
Newedge Securities, LLCBroker
Newedge Advisors
Previous Registrations
Triad Advisors LLCBroker
Infinex Investments, INC.Broker
Infinex Investments, INC.
Essex National Securities, LLC
Essex National Securities, LLCBroker
Investment Advisors
Proequities, INC.Broker
Linsco/private Ledger CORP.Broker
Banc One Securities CorporationBroker
Gna Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.