RP
CFA
RP
CFA

Robert Panetti

28 Years of Experience
Newport Beach, CA
Broker

Robert Panetti is a CFA-designated registered investment advisor at Rockefeller Capital Management, based in Newport Beach, CA, with 28 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

800 Newport Center Drive, Suite 650, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert is a managing member of Patient Capital LLC, handling wires for a personal loan. He spends minimal time on this investment-related activity.

Employment History
Current Registrations
Rockefeller Capital Management
August 2025 - Present · 9 mos
Rockefeller Capital Management
September 2021 - Present · 4 yrs 8 mos
Rockefeller Financial LLCBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Blackrock Investments, LLCBroker
May 2008 - June 2021 · 13 yrs 1 mo
Blackrock Investment Management, LLC
May 2008 - June 2021 · 13 yrs 1 mo
Securian Financial Services, INC.
January 2008 - May 2008 · 4 mos
Securian Financial Services, INC.Broker
June 2007 - May 2008 · 11 mos
Capital Reserve Advisors, INC.
July 1997 - May 2007 · 9 yrs 10 mos
State Registrations14 states
AZCACODEFLGAIDMAMOMTNVORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.