Winnie Leong
Winnie Leong is a registered investment advisor at LPL Financial LLC, based in Fullerton, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1507 E. Chapman Ave., Fullerton, CA, 92831
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Winnie is an artist and also involved with Innovative Solutions Insurance Services, LLC. She is also an agent for Edison Risk and Word & Brown, selling non-variable insurance products, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
American General Financial Advisors, INC.
Aig Retirement Advisors, INC.
Aig Retirement Advisors, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Pruco Securities CorporationBroker
Interfirst Capital CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.