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Douglas Frizzell

30 Years of Experience
Bedford, NH
1 DisclosureBroker

Douglas Frizzell is a registered investment advisor at Wells Fargo Advisors, based in Bedford, NH, with 30 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5 Bedford Farms Drive, Suite 100, Bedford, NH, 03110

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History

Regulatory History (1)
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Customer Dispute
March 2024
Denied
Other Business Activities

Douglas has several investment-related activities, including 100% ownership in multiple commercial rental properties and 72% ownership in Silver Stone Investment Management LLC, where he dedicates full-time hours. He spends minimal time on most of the rental properties, but full-time hours at Silver Stone Investment Management LLC.

Employment History
Current Registrations
Wells Fargo Advisors
June 2022 - Present · 4 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
June 2022 - Present · 4 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
May 2008 - July 2022 · 14 yrs 2 mos
UBS Financial Services INC.Broker
May 2008 - July 2022 · 14 yrs 2 mos
Citigroup Global Markets INC.
March 1998 - May 2008 · 10 yrs 2 mos
Citigroup Global Markets INC.Broker
July 1995 - May 2008 · 12 yrs 10 mos
State Registrations41 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.