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Alan Stricker

Newedge Advisors
31 Years of Experience
Excelsior, MN
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Alan Stricker is a registered investment advisor at Newedge Advisors, based in Excelsior, MN, with 31 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 49,898 clients with $43B in assets under management.

Newedge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
602 advisors
Number of Clients
49,898 clients
Average Client Portfolio
$866K average
Assets Under Management
$43.2B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2M+1.75%

Schedule reflects the primary Equity and Balanced Advisors Choice program. The firm imposes a maximum annual fee of 1.75% for new accounts opened after December 31, 2025, though older accounts may have rates up to 2.50%. Additional program schedules exist for fixed income, mutual fund strategies, and third-party manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 Lake Street, Suite 206, Excelsior, MN, 55331

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2021
Settled
Customer Dispute
June 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Alan is a fixed insurance agent and owner of August Edge, LLC, which provides non-investment services to pre-retirees and retirees. He also works as a financial advisor and 100% owner of August Financial Consulting, LLC, dedicating nearly full-time hours to financial planning and portfolio management.

Employment History
Current Registrations
Newedge Advisors
November 2021 - Present · 4 yrs 11 mos
Newedge Securities, LLCBroker
September 2010 - Present · 16 yrs 1 mo
Previous Registrations
Mid Atlantic Financial Management, INC.
September 2010 - November 2021 · 11 yrs 2 mos
UBS Financial Services INC.
May 2009 - September 2010 · 1 yr 4 mos
UBS Financial Services INC.Broker
August 2006 - September 2010 · 4 yrs 1 mo
Piper Jaffray & CO.Broker
July 1995 - August 2006 · 11 yrs 1 mo
State Registrations27 states
AKALAZCACODCFLGAILMAMDMIMNMOMTNDNMNVNYOHSCSDTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Alan Stricker - Financial Advisor | TrueAdvisor