Gene Goldman
Gene Goldman is a CFA-designated registered investment advisor at Cetera Investment Management LLC, based in El Segundo, CA, with 30 years of industry experience. Gene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gene is a member at large of the 1212 Ocean Park HOA since 2021, helping leadership manage condo units. This requires minimal time.
Employment History
Current Registrations
Cetera Investment Management LLC
Cetera Advisors LLC
Cetera Investment Services LLC
Cetera Advisors LLCBroker
Cetera Investment Services LLCBroker
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
LPL Financial LLCBroker
Liberty Securities CorporationBroker
State Registrations1 state
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