BK
CFA
BK
CFA

Brian Klimke

20 Years of Experience
El Segundo, CA
Broker

Brian Klimke is a CFA-designated registered investment advisor at Cetera Investment Management LLC, based in El Segundo, CA, with 20 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
11 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2301 Rosecrans Ave #5100, El Segundo, CA, 90245

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Management LLC
July 2015 - Present · 10 yrs 10 mos
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Advisors LLCBroker
October 2013 - Present · 12 yrs 7 mos
Cetera Investment Services LLCBroker
October 2013 - Present · 12 yrs 7 mos
Cetera Wealth Services, LLCBroker
October 2013 - Present · 12 yrs 7 mos
Cetera Wealth Services, LLC
October 2013 - Present · 12 yrs 7 mos
Previous Registrations
Avantax Investment Services, INC.Broker
April 2025 - September 2025 · 5 mos
Cetera Advisors LLC
October 2013 - September 2017 · 3 yrs 11 mos
Cetera Advisor Networks LLC
October 2013 - September 2017 · 3 yrs 11 mos
Cetera Investment Services LLC
October 2013 - January 2014 · 3 mos
Transamerica Financial Advisors, INC.
December 2009 - August 2013 · 3 yrs 8 mos
Transamerica Financial Advisors, INCBroker
September 2009 - August 2013 · 3 yrs 11 mos
Transamerica Financial Advisors, INC.Broker
July 2007 - September 2009 · 2 yrs 2 mos
Transamerica Securities Sales CorporationBroker
March 2005 - October 2009 · 4 yrs 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Klimke - Financial Advisor | TrueAdvisor