BB
BB

Brandon Bay

30 Years of Experience
Los Angeles, CA
4 DisclosuresBrokerSells Insurance

Brandon Bay is a registered investment advisor at Ameriprise Financial Services, LLC, based in Los Angeles, CA, with 30 years of industry experience. Brandon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2029 Century Park E Ste 2550, Los Angeles, CA, 90067

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2018
Settled
Customer Dispute
September 2015
Denied
Customer Dispute
November 2010
Denied
Customer Dispute
August 2008
Denied
Other Business ActivitiesSells Insurance

Brandon owns a single-family real estate property since 2022. He also works as an independent insurance broker for multiple companies, selling fixed annuities, term life, and universal life insurance.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2022 - Present · 3 yrs 5 mos
Ameriprise Financial Services, LLC
December 2022 - Present · 3 yrs 5 mos
Ameriprise Financial Services, LLCBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Equitable Advisors, LLC
January 2000 - December 2022 · 22 yrs 11 mos
Equitable Advisors, LLCBroker
February 1996 - December 2022 · 26 yrs 10 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1996 - January 2000 · 3 yrs 11 mos
State Registrations8 states
CACOFLGAHINJNVSD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.