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Brandon Bay

Ameriprise Financial Services, LLC
30 Years of Experience
Los Angeles, CA
4 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Brandon Bay is a registered investment advisor at Ameriprise Financial Services, LLC, based in Los Angeles, CA, with 30 years of industry experience. Brandon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2029 Century Park E Ste 2550, Los Angeles, CA, 90067

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2018
Settled
Customer Dispute
September 2015
Denied
Customer Dispute
November 2010
Denied
Customer Dispute
August 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brandon owns a single-family real estate property since 2022. He also works as an independent insurance broker for multiple companies, selling fixed annuities, term life, and universal life insurance.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2022 - Present · 3 yrs 10 mos
Ameriprise Financial Services, LLC
December 2022 - Present · 3 yrs 10 mos
Ameriprise Financial Services, LLCBroker
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Equitable Advisors, LLC
January 2000 - December 2022 · 22 yrs 11 mos
Equitable Advisors, LLCBroker
February 1996 - December 2022 · 26 yrs 10 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1996 - January 2000 · 3 yrs 11 mos
State Registrations8 states
CACOFLGAHINJNVSD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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