Zak Shapiro
Zak Shapiro is a registered investment advisor at Ameriprise Financial Services, LLC, based in Los Angeles, CA, with 28 years of industry experience. Zak operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2029 Century Park E Ste 2550, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (6)
Customer Dispute
November 2017Customer Dispute
February 2016Customer Dispute
January 2016Customer Dispute
January 2016Employment Separation After Allegations
September 2010Customer Dispute
December 2008Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
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Oppenheimer & CO. INC.
Western International Securities, INC.Broker
Western International Securities
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO., Incorporated
Morgan Stanley & CO., IncorporatedBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.