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Joseph Macdougall

Raymond James Financial Services Advisors, INC
31 Years of Experience
San Marcos, CA
1 DisclosureBroker
View SEC Summary
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Joseph Macdougall is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in San Marcos, CA, with 31 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 E San Marcos Blvd, Ste 450, San Marcos, CA, 92069

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 1981
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Joseph has several outside business activities, including an investment in the Irvine Marriot Hotel, a partnership in JWM Holdings, Inc. (breeding and racing horses), an investment in LensLock, and a rental real estate partnership with his spouse. These activities take about 10-20% of Joseph's time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2012 - Present · 14 yrs 7 mos
Raymond James Financial Services, INC.
March 2012 - Present · 14 yrs 7 mos
Raymond James Financial Services, INC.Broker
March 2012 - Present · 14 yrs 7 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - March 2012 · 2 yrs 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - March 2012 · 2 yrs 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
August 1995 - April 2007 · 11 yrs 8 mos
State Registrations7 states
ARCAFLGAMDNVVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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