Joseph Macdougall
Joseph Macdougall is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in San Marcos, CA, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
100 E San Marcos Blvd, Ste 450, San Marcos, CA, 92069
Get directionsHistory
Regulatory History (1)
Criminal
November 1981Other Business Activities
Joseph has several outside business activities, including an investment in the Irvine Marriot Hotel, a partnership in JWM Holdings, Inc. (breeding and racing horses), an investment in LensLock, and a rental real estate partnership with his spouse. These activities take about 10-20% of Joseph's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.