Kathryn Noel
Kathryn Noel is a CFP-designated registered investment advisor at Access Financial Services, INC., based in Minneapolis, MN, with 17 years of industry experience. Kathryn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 322 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.85% |
| $1.0M - $2.0M | 0.70% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $5.0M | 0.40% |
| $5M+ | 0.20% |
Schedule is for Balanced and Equity Portfolios. Fixed Income Portfolios have a different schedule: First $500,000: 0.500%; Next $500,000: 0.425%; Next $1,000,000: 0.350%; Next $1,000,000: 0.300%; Next $2,000,000: 0.200%; Over $5,000,000: 0.100%.
Fee Estimator
Location
1650 West 82nd Street, Suite 850, Minneapolis, MN, 55431
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathryn is an agent for Northwestern Mutual Life Insurance Company, selling fixed life and health insurance, and a registered representative for Northwestern Mutual Investment Services, LLC, selling and servicing variable life insurance and annuities, taking about half of her time overall. She is also an investment advisor representative for Access Financial Services and a statutory agent for FSC Corporation RIA, providing investment advisory and financial planning services.
Employment History
Current Registrations
Access Financial Services, INC.
Previous Registrations
Fsc Securities Corporation
State Registrations1 state
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