Keith Klein is a CFP, ChFC-designated registered investment advisor, based in Tempe, AZ, with 29 years of industry experience.
Location
60 East Rio Salado Parkway, Suite 900, Tempe, AZ, 85281
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Keith operates under the DBA Turning Pointe Wealth Management and has an LLC with the same name, where he provides needs-based insurance solutions. He is also an advisor for The Ameriflex Group and a secretary for Gotta Believe Athletic Club, a charitable organization.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
The Ameriflex Group
Previous Registrations
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.Broker
Pfg Advisors
Securities America, INC.Broker
Cue Advisory Services, INC.
Foothill Securities, INC.Broker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.