PE
PE

Paul Ewing

23 Years of Experience
Melbourne, FL
1 DisclosureBroker

Paul Ewing is a registered investment advisor at Ameriprise Financial Services, LLC, based in Melbourne, FL, with 23 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

6767 N Wickham Rd, Ste A107, Melbourne, FL, 32940-2031

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History

Regulatory History (1)
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Customer Dispute
June 2006
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2020 - Present · 5 yrs 8 mos
Ameriprise Financial Services, LLCBroker
November 2020 - Present · 5 yrs 8 mos
Ameriprise Financial Services, LLC
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
Morgan Stanley
June 2012 - November 2020 · 8 yrs 5 mos
Morgan StanleyBroker
June 2012 - November 2020 · 8 yrs 5 mos
Wachovia Securities, LLC
November 2003 - November 2005 · 2 yrs
Wachovia Securities, LLCBroker
January 2002 - November 2005 · 3 yrs 10 mos
Legg Mason Wood Walker, IncorporatedBroker
February 1999 - January 2002 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1995 - February 1999 · 3 yrs 4 mos
State Registrations10 states
ALFLMDMINYOHSCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.