PE
PE

Paul Ewing

24 Years of Experience
Melbourne, FL
1 DisclosureBroker

Paul Ewing is a registered investment advisor at Ameriprise Financial Services, LLC, based in Melbourne, FL, with 24 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6767 N Wickham Rd, Ste A107, Melbourne, FL, 32940-2031

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2006
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2020 - Present · 5 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2020 - Present · 5 yrs 11 mos
Ameriprise Financial Services, LLC
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
Morgan Stanley
June 2012 - November 2020 · 8 yrs 5 mos
Morgan StanleyBroker
June 2012 - November 2020 · 8 yrs 5 mos
Wachovia Securities, LLC
November 2003 - November 2005 · 2 yrs
Wachovia Securities, LLCBroker
January 2002 - November 2005 · 3 yrs 10 mos
Legg Mason Wood Walker, IncorporatedBroker
February 1999 - January 2002 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1995 - February 1999 · 3 yrs 4 mos
State Registrations16 states
ALCAFLGAMAMDMEMINCNJNYOHSCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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