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ChFC
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ChFC

Alan Frisher

Ameriprise Financial Services, LLC
26 Years of Experience
Melbourne, FL
1 DisclosureBroker
View SEC Summary
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Alan Frisher is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Melbourne, FL, with 26 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6550 N. Wickham Rd., Ste. 1, Melbourne, FL, 32940-2038

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2011
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alan owns commercial real estate and ADB Real Estate, LLC, spending a few hours per week collecting rents and maintaining the facility. He also serves as a board member for Frisher at two locations, dedicating a few hours per week to each, some of which may occur during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2022 - Present · 3 yrs 11 mos
Ameriprise Financial Services, LLC
November 2022 - Present · 3 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2022 - Present · 3 yrs 11 mos
Previous Registrations
LPL Financial LLC
August 2006 - November 2022 · 16 yrs 3 mos
LPL Financial LLCBroker
August 2006 - November 2022 · 16 yrs 3 mos
H&r Block Financial Advisors, INC.
July 2003 - August 2006 · 3 yrs 1 mo
H&r Block Financial Advisors, INC.Broker
April 2003 - August 2006 · 3 yrs 4 mos
American Express Financial Advisors, INC.
June 2000 - April 2003 · 2 yrs 10 mos
American Express Financial Advisors INC.Broker
June 2000 - April 2003 · 2 yrs 10 mos
Ids Life Insurance CompanyBroker
June 2000 - April 2003 · 2 yrs 10 mos
State Registrations23 states
ARAZCACOFLGAILMAMDMEMSNCNJNMNYORPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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