Clay Evans
Clay Evans is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Roseville, CA, with 28 years of industry experience. Clay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
1420 Rocky Ridge Drive, Roseville, CA, 95661
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2009Customer Dispute
June 2007Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Painewebber IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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